Profile
Aaron specialises in financial services and financial markets matters, including consumer credit, financial adviser arrangements, investment funds, and insurance. He advises banks, licensed insurers, finance companies, and building societies on their regulatory obligations under New Zealand financial markets legislation, including the Financial Markets Conduct Act, the Credit Contracts and Consumer Finance Act, and the Financial Service Providers Act.
Work highlights
Advising registered banks, building societies and other financial instritutions
on all aspects of financial products and financial services, including their regulatory compliance and conduct obligations
Advising lenders
on their obligations under the Credit Contracts and Consumer Finance Act, the Credit Contracts and Consumer Finance Regulations, and the Responsible Lending Code
Advising licensed insurers
on their response to the RBNZ and FMA enquiry into insurer conduct and culture
Advising a range of overseas financial service providers
in relation to compliance with New Zealand law
Advising a range of financial advice providers
on their obligations under the new financial advice regime
Preparing and reviewing offering documentation
for New Zealand retail fund offerings, as well as advising on offering under the mutual recognition regime