Senior Solicitor, Christchurch

Aaron Ni

Aaron Ni (3)

Contact


Profile

Aaron specialises in financial services and financial markets matters, including consumer credit, financial adviser arrangements, investment funds, and insurance.  He advises banks, licensed insurers, finance companies, and building societies on their regulatory obligations under New Zealand financial markets legislation, including the Financial Markets Conduct Act, the Credit Contracts and Consumer Finance Act, and the Financial Service Providers Act.



Work highlights

Advising registered banks, building societies, and other financial institutions

on all aspects of financial products and financial services, including their regulatory compliance and conduct obligations

Advising lenders

on their obligations under the Credit Contracts and Consumer Finance Act, the Credit Contracts and Consumer Finance Regulations, and the Responsible Lending Code

Advising licensed insurers

on their response to the RBNZ and FMA enquiry into insurer conduct and culture

Advising a range of overseas financial service providers

in relation to compliance with New Zealand law

Advising a range of financial advice providers

on their obligations under the new financial advice regime

Preparing and reviewing offering documentation

for New Zealand retail fund offerings, as well as advising on offering under the mutual recognition regime



Alternate contacts

Jan Etwell

Partner, Christchurch

Jan specialises in banking and finance, commercial and company law. Her experience includes acting as instructing solicitor…

  • DDI +64 3 371 3514
  • M +64 21 655 604

Email

Rebecca Green

Special Counsel, Christchurch

Rebecca specialises in financial markets regulation, including in relation to Financial Markets Conduct Act disclosure and compliance, …

  • DDI +64 3 371 3560
  • M +64 21 213 7131

Email