Senior Solicitor, Christchurch

Aaron Ni

Aaron Ni (3)



Aaron specialises in financial services and financial markets matters, including consumer credit, financial adviser arrangements, investment funds, and insurance.  He advises banks, licensed insurers, finance companies, and building societies on their regulatory obligations under New Zealand financial markets legislation, including the Financial Markets Conduct Act, the Credit Contracts and Consumer Finance Act, and the Financial Service Providers Act.

Work highlights

Advising registered banks, building societies and other financial instritutions

on all aspects of financial products and financial services, including their regulatory compliance and conduct obligations

Advising lenders

on their obligations under the Credit Contracts and Consumer Finance Act, the Credit Contracts and Consumer Finance Regulations, and the Responsible Lending Code

Advising licensed insurers

on their response to the RBNZ and FMA enquiry into insurer conduct and culture

Advising a range of overseas financial service providers

in relation to compliance with New Zealand law

Advising a range of financial advice providers

on their obligations under the new financial advice regime

Preparing and reviewing offering documentation

for New Zealand retail fund offerings, as well as advising on offering under the mutual recognition regime